Compliance Counsel Law Group

State and Federal Laws Advisory & Corporate Counsel

Regulatory Law

A Focus on Results

Our regulatory law and corporate counsel practice advises fintechs, business startups, national banks, consumer financial services companies, and other organizations subject to federal and state consumer protection laws. We are a trusted advisor on balancing legal risks with business strategies, new legislation, contract drafting and revi

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A Focus on Results

The first step is for us to understand your legal needs. Through our knowledge of the law and your understanding of your business goals, we can help prioritize and address your immediate concerns promptly and most aggressively. We help balance corporate legal risks with business strategies to support business growth and success.

Get Started Today

A Focus on Results

Get Started Today

Don't wait! Contact us by email or phone for a free consultation. Let us help you figure out your best next steps. The sooner you have a plan of action, the better your chances of taking the correct steps to achieve your business legal and compliance objectives.

Law Practice

State and Federal Laws Advisory

Legal counsel on laws and regulations subject to supervision by the CFPB, FTC, DOJ, FDIC, and State Regulators.

ECOA, RESPA, TILA, FCRA, FACTA, UDAAP, BSA, AML, FDCPA, TCPA, CCPA, CPRA,

GLBA, FCPA, OFAC, EFTA, SCRA, MLA, CLA, Dodd-Frank, Fair Lending, NMLS, Safe Act

State laws and regulations unique or equivalent to the federal laws and regulations.

Risk Mitigation

State and Federal Laws Advisory

We provide guidance focused on reducing risks by identifying inherent legal and regulatory risks and advising on the control infrastructure design to align with the expectations established by government enforcement agencies and best industry practices.

Has the company identified all applicable laws and regulations?
Has the company undertaken a risk assessment?
Has the company updated policies/procedures/training?
What monitoring and control testing exists?

Outsourced Corporate Counsel

State and Federal Laws Advisory

Outsourced Corporate Counsel

We can be your outsourced corporate counsel to help guide your organization through everyday legal requirements and also complex legal matters.

Contracts Review/Drafting
Legal Research and Requests
Strategic Business Guidance
Litigation/Alternative Resolution
Privacy Laws
Marketing Legal Review
Product Counsel
Advise Board, CEO, Management
Regulatory Compliance

Employment Law

Advertising Legal Review

Outsourced Corporate Counsel

Employment law advice and counsel on a wide range of employment matters, including:

Offers and NDAs
Discipline and discharge
Employee investigations
ADA, FMLA, FEHA, FCRA, DLSE
Wage and hour compliance
Reductions-in-force
Independent Contractor
State and Federal law issues

Advertising Legal Review

Legal review and counsel on marketing and advertising laws for financial services and consumer facing products and services.

FTC Act, CFPB, UDAAP
CAN-SPAM, COPPA, TCPA
Digital and Print Advertising
Testimonials and Endorsements
Affiliate Marketers

Privacy Laws

Advertising Legal Review

We help our clients stay up to date with increasingly complex consumer privacy laws, balancing privacy regulations with the business demand for customer data control.

We track state and federal laws and interpret proposed changes, ensuring that our client’s data collection process, privacy policies and marketing activities are compliant with applicable laws and regulations.